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Frequently Asked Questions & Definitions/Terms

The guidelines presented here describe the OTT policies and procedures for disclosing, protecting, and leveraging intellectual assets developed at the Institution. These policies and procedures are intended to:

• Facilitate contractual negotiation with individuals and organizations regarding the purchase and sale of intellectual property developed at the Institution.

• Enable the Institutional community to collaborate with OTT through clear and accessible methods.

• Distribute any financial returns from intellectual property in a way that reflects the contributions and resource investments of the inventor, as well as the resources provided and risks assumed by the Institution.

• Protect academic freedom at the Institution while complying with all legal and ethical requirements.

• Conform to the regulations of the agencies and organizations providing funds for sponsored programs

Frequently Asked Questions About Technology Affairs

What are the functions of the Office of Technology Transfer (OTT)?

Do I have a patentable invention?

How do I get an invention disclosure form, confidentiality agreement or material transfer agreement?

What is the Maine Medical Center conflict of interest policy?

What are the functions of the Office of Technology Transfer (OTT)?
The OTT protects intellectual property through patents or copyrights. The OTT also manages MMC’s intellectual property portfolio; find corporate partners to commercialize the technologies; negotiate and manage licenses; coordinate intellectual property issues related to industry-sponsored research

Do I have a patentable invention?
Your invention could be patentable if it meets any of the following criteria:

• A new (or novel), useful, and non-obvious process, machine, article of manufacture, or composition of matter.

• A distinct improvement on any of the above, including any new, original, and ornamental design for an article of manufacture.

• A distinct and new variety of plant that is essentially asexually reproduced.

How do I get an invention disclosure form, confidentiality agreement or material transfer agreement?
A confidentiality agreement and material transfer agreement are available by contacting Todd S. Keiller or see the forms and model agreements.

What is the Maine Medical Center conflict of interest policy?
The Maine Medical Center Conflict of Commitment and Interest policies present and discuss circumstances that can create real or perceived conflicts of commitment and conflicts of interest for professional and general staff.  They also establishes requirements for annual certifications and financial disclosures for professional staff.  Please see the complete policies for professional staff and general staff for more detailed information.

Definitions & Terms

Describing your invention
You must describe your invention fully in the patent application, with enough detail that one of skill in the art can make or use the invention. If, for example, your invention is a single compound, you should describe the class of compounds that will include that single compound. You may also describe closely related compounds, but only if you can provide a full teaching of how to make and use each of them.

Invention Disclosure
Once the OTT receives an invention disclosure, it evaluates the technology for commercial potential and decides whether to seek a patent. Evaluation involves researching the invention, its possible commercial uses, and its patentability. The evaluation may indicate that the best route for commercializing the technology is not to seek a patent, even though the invention may indeed be patentable. Instead the OTT may market the technology through a fee-bearing material transfer agreement. Usually an MTA is appropriate for a research material, such as a new antibody or a polymer.

Negotiation
The patent criteria are open to the judgment and interpretation of the patent examiner, and you may be able to negotiate their interpretation with the U.S. Patent and Trademark Office.

New or novel
The invention is not the same as any described in prior public disclosures, including publications and patents; and the invention has not been known to the public, as in a commercial product

Non-obvious
The invention is not obvious to a person of ordinary skill in the art. This may be demonstrated by showing that there is no suggestion, teaching, or motivation to create the invention in the prior art

Other limitations
You cannot patent your invention in the United States if it has been offered for sale, sold, described in a printed publication, publicly used, or commercially used on a secret basis, in the United States, more than one year before you file your patent application. Examples of publications are: 1) abstracts submitted for presentation at a meeting which are published in abstract books, 2) electronic publishing of journal articles, 3) web sites, 4) dissertations, 5) abstracts of grant proposals.
Patent law does not require that inventions be actually reduced to practice in order to be patentable. However, mere extrapolation about an invention that claims a broad class of chemical compounds is rarely granted a patent. A claim, even to a single new compound or plasmoid vector, must usually include a detailed description of its actual synthesis or construction, in order to receive patent protection. Patent protection of novel genes requires the complete sequence and a showing of its biological utility.

Patents
Patents are usually sought for technologies that could lead to new products or methods. For a limited time, the holder of a patent has the right to exclude others from using the invention without permission (that is, a license to the patent). In exchange for this exclusionary right, the inventor is obliged to disclose the invention fully in the text of the patent, so that others can build on this knowledge. Utility patents expire 20 years from the date of filing with the US Patent & Trademark Office, if maintenance fees are paid. After a patent expires, anyone may use the invention without the patent holder's permission.

A patent's exclusionary period provides a company with a window of no competition or limited competition, which translates to the possibility of recouping the investment it, takes to develop and launch new products or methods. This right to exclude others is especially important for inventions that require a commitment of significant resources before a product can be marketed and sold, such as a medical device or drug.

Patent applications include background experiments and a description of the best mode of operation for the invention. They also establish the claims, or scope, of the invention. The OTT works with inventors and patent attorneys to develop the broadest possible claims for new inventions. An example of a claim for discovering the relevance of a particular biochemical pathway might be for the use of that pathway to identify inhibitors that could then be used as pharmaceuticals for preventing or treating a disease. Occasionally during the dialogue of claim development additional experiments become apparent that could strengthen a specific claim and increase the value of the invention. Time is of the essence when it comes to disclosing an invention. According to US patent law, the inventor has a year after public disclosure to file for a patent, but in other countries patent rights are lost once an invention has been disclosed publicly. Before publishing inventions or speaking about inventions in public, investigators are advised to disclose them confidentially to the OTT so that it is possible to obtain patent rights worldwide.  It is important to note that electronic disclosure of abstracts prior to conferences could be considered a public disclosure of important elements of a potential patent.

Useful
The invention functions for its intended purpose



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